Client Case Studies

Utilizing a defined benefit plan to become eligible for the QBI deduction

The Qualified Business Income (QBI) deduction allows eligible self-employed individuals and small business owners to deduct up to 20% of their qualified business income. However, for high-earning Specified Service Trades or Businesses (SSTBs)—such as doctors, lawyers, and consultants—this deduction phases out completely once taxable income exceeds certain thresholds.

The Scenario

A 52-year-old independent consultant (SSTB) earns $650,000 in annual net profit. Because their taxable income is well above the 2026 phase-out threshold, their QBI deduction is $0.

The Strategy:

By implementing a defined benefit plan, the consultant can significantly reduce their taxable income to fall below the phase-out range.

  • Massive Contributions: Unlike a SEP IRA or 401(k) with lower limits, a defined benefit plan allows for larger contributions. At age 52, the consultant might contribute $250,000 or more annually.

  • Taxable Income Reduction: The $250,000 contribution is a direct business expense, reducing taxable income from $650,000 to $400,000.

  • Unlocking QBI: This reduction brings them back into the “phase-in” range (or below the threshold entirely), allowing them to claim a substantial QBI deduction they previously lost.


The Results

Metric Before DB Plan After DB Plan
Net Business Income $650,000 $650,000
DB Plan Contribution $0 ($250,000)
Taxable Income $650,000 $400,000
QBI Deduction $0 (Phased out) ~$80,000 (Unlocked)
Total Tax Savings Base tax on $650k ~$120k+ (DB deduction + QBI deduction)

Key Takeaway

The Defined Benefit plan provides the potential for a double tax benefit:

First, it allows for a significant and immediate tax deduction for the contribution itself.

In addition, it “unlocks” the QBI deduction by  lowering taxable income into a qualifying range.

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